Daniel Nielsen
Daniel Nielsen is a registered investment advisor at LPL Financial LLC, based in Winterset, IA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
223 E Court Ave Ste 1, Winterset, IA, 50273
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2023Customer Dispute
February 2010Other Business ActivitiesSells Insurance
Daniel operates his LPL business through Heritage Financial Group, LLC. He also sells non-variable insurance and is involved with Nielsen Family Farm, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Edward Jones
Edward JonesBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.