Thomas Doerfler is a CFP-designated registered investment advisor, based in Franklin, TN, with 17 years of industry experience.
Location
2550 Meridian Blvd, Suite 200, Franklin, TN, 37067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is an owner of Lighthouse Wealth Group, a support company, since 2012. He spends minimal time on this activity.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
April 2024 - Present · 2 yrs 1 mo
Steward Partners Investment Solutions, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Sagespring Wealth Partners
December 2016 - May 2024 · 7 yrs 5 mos
Raymond James Financial Services Advisors, INC
November 2010 - December 2016 · 6 yrs 1 mo
Raymond James Financial Services, INC.Broker
January 2009 - May 2024 · 15 yrs 4 mos
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.