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Michael Mistretta

17 Years of Experience
Sacramento, CA
1 DisclosureBrokerSells Insurance

Michael Mistretta is a registered investment advisor at Cetera Investment Advisers LLC, based in Sacramento, CA, with 17 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

460 Drake Circle, Sacramento, CA, 95864

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History

Regulatory History (1)
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Criminal
April 1996
Final Disposition
Other Business ActivitiesSells Insurance

Michael sells fixed annuities, dedicating a few hours per week. He is also a member of Mistretta Management LLC, conducting accounting and property management for minimal time, and president/CPA of MMRS Accountancy Corporation, spending about 10-20% of his time providing accounting and tax services. Additionally, Michael is the owner/financial professional of Mistretta Associates Financial Investment Advisors, spending about 10-20% of his time on financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Avantax Advisory Services
December 2011 - June 2023 · 11 yrs 6 mos
Avantax Investment Services, INC.Broker
December 2011 - June 2023 · 11 yrs 6 mos
Financial Network Investment Corporation
August 2010 - December 2011 · 1 yr 4 mos
Financial Network Investment CorporationBroker
March 2009 - December 2011 · 2 yrs 9 mos
State Registrations12 states
AZCACOFLHIIDILNVORPATXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.