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CFP
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CFP

Steven Prescott

Harvesting Gains Corporation
8 Years of Experience
San Diego, CA
1 Disclosure
View SEC Summary
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Steven Prescott is a CFP-designated registered investment advisor at Harvesting Gains Corporation, based in San Diego, CA, with 8 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 7 more.

Harvesting Gains Corporation
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Planning is charged separately
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.15%
$1.0M - $2.5M0.85%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.55%
$10M+0.35%

All fees are negotiable. Rates are applied to assets within each respective tier.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7636 Marker Rd, San Diego, CA, 92130

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2016
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Harvesting Gains Corporation
May 2026 - Present · 5 mos
Previous Registrations
Colorado Financial Service CorporationBroker
April 2019 - July 2019 · 3 mos
Triloma Securities, LLCBroker
July 2018 - August 2018 · 1 mo
First Allied Securities, INC.Broker
June 2016 - July 2016 · 1 mo
Wells Fargo Advisors, LLCBroker
July 2011 - June 2016 · 4 yrs 11 mos
Wells Fargo Advisors, LLC
July 2011 - June 2016 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - May 2011 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - May 2011 · 3 yrs 2 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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