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Scottie Smith
13 Years of Experience
Antioch, TN
1 DisclosureBroker
Scottie Smith is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Antioch, TN, with 13 years of industry experience. Scottie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
929 Bell Rd, Antioch, TN, 37013
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2016Final
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
September 2022 - February 2026 · 3 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
September 2022 - February 2026 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - September 2022 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - September 2022 · 5 yrs 10 mos
Securian Financial Services, INC.
February 2016 - November 2016 · 9 mos
Securian Financial Services, INC.Broker
January 2016 - November 2016 · 10 mos
Sagepoint Financial, INC.Broker
June 2015 - November 2015 · 5 mos
PFS Investments INC.Broker
September 2014 - June 2015 · 9 mos
Wells Fargo Advisors, LLCBroker
March 2008 - January 2010 · 1 yr 10 mos
State Registrations10 states
ALCACOFLGAKYNCORSCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.