Thomas Pileggi is a registered investment advisor, based in Oaks, PA, with 15 years of industry experience.
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Management CORP
October 2022 - Present · 3 yrs 7 mos
Sei Investments Distribution CO.Broker
October 2022 - Present · 3 yrs 7 mos
Sei Investments Distribution CO.
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Brinker Capital Securities, LLCBroker
April 2022 - September 2022 · 5 mos
Orion Portfolio Solutions, LLC
April 2022 - September 2022 · 5 mos
Lockwood Advisors INC
August 2018 - April 2022 · 3 yrs 8 mos
Pershing LLCBroker
August 2018 - April 2022 · 3 yrs 8 mos
Lockwood Advisors INC
August 2015 - July 2017 · 1 yr 11 mos
Pershing LLCBroker
June 2009 - July 2017 · 8 yrs 1 mo
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.