WS
WS

Whitney Blake Smith

17 Years of Experience
May Earn CommissionSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
576 clients
Average Client Portfolio
$437K average
Assets Under Management
$251.4M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $1.0M1.25%
$1M+1.00%

Legacy clients may be subject to a different fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Englewood, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Whitney works as an advisor for Capital Cities, LLC, spending about a quarter of their time on investment advisory services. Whitney is also an insurance advisor, appointed with multiple carriers, dedicating about 10-20% of their time to this activity.

Employment History
Current Registrations
Capital Cities Investments
January 2015 - Present · 11 yrs 1 mo
Previous Registrations
Triad Advisors, INC.Broker
September 2014 - December 2015 · 1 yr 3 mos
AXA Advisors, LLC
December 2009 - September 2014 · 4 yrs 9 mos
AXA Advisors, LLCBroker
December 2009 - September 2014 · 4 yrs 9 mos
Waddell & Reed, INC.
February 2008 - December 2009 · 1 yr 10 mos
Waddell & Reed, INC.Broker
February 2008 - December 2009 · 1 yr 10 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.