Whitney Smith
Whitney Smith is a registered investment advisor at Capital Cities Investments, based in Englewood, CO, with 18 years of industry experience. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 476 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable. Legacy clients may be subject to different fee schedules.
Fee Estimator
Location
Englewood, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Whitney works as an advisor for Capital Cities, LLC, spending about a quarter of their time on investment advisory services. Whitney is also an insurance advisor, appointed with multiple carriers, dedicating about 10-20% of their time to this activity.
Employment History
Current Registrations
Capital Cities Investments
Previous Registrations
AXA Advisors, LLC
Waddell & Reed, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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