Whitney Smith
Whitney Smith is a registered investment advisor at Capital Cities Investments, based in Englewood, CO, with 17 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 576 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Legacy clients may be subject to a different fee schedule.
Fee Estimator
Location
Englewood, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Whitney works as an advisor for Capital Cities, LLC, spending about a quarter of their time on investment advisory services. Whitney is also an insurance advisor, appointed with multiple carriers, dedicating about 10-20% of their time to this activity.
Employment History
Current Registrations
Capital Cities Investments
Previous Registrations
AXA Advisors, LLC
Waddell & Reed, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.