DY
DY
David Yu is a registered investment advisor, based in Fort Lauderdale, FL, with 17 years of industry experience.
Location
3343 W. Commercial Blvd, Ste 107, Fort Lauderdale, FL, 33309
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Regulatory History (1)
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Customer Dispute
August 2025Settled
Other Business ActivitiesSells Insurance
David is the President and Wealth Advisor at DTY Wealth Planning Solutions, offering financial advice and selling securities, insurance, and annuities, which takes nearly full-time. He also owns multiple real estate companies and is an insurance agent for Penn Mutual Life Insurance Company, dedicating a few hours per week to fixed insurance sales.
Employment History
Current Registrations
Ifp Securities, LLCBroker
October 2019 - Present · 6 yrs 9 mos
Independent Financial Partners
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Kovack Advisors, INC.
February 2014 - October 2019 · 5 yrs 8 mos
Kovack Securities INC.Broker
February 2014 - October 2019 · 5 yrs 8 mos
International Assets Investment Management, LLC
January 2013 - March 2014 · 1 yr 2 mos
International Assets Advisory, LLCBroker
January 2013 - March 2014 · 1 yr 2 mos
Questar Asset Management, INC.
May 2011 - January 2013 · 1 yr 8 mos
Questar Capital CorporationBroker
March 2011 - January 2013 · 1 yr 10 mos
Financial Planning Associates,inc.
October 2008 - January 2011 · 2 yrs 3 mos
Alternative Wealth Strategies, INC.Broker
March 2008 - December 2010 · 2 yrs 9 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.