CC
CFA
CC
CFA

Cody Neal Chapman

6 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
18 advisors
Number of Clients
303 clients
Average Client Portfolio
$68.7M average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6641 West Broad Street, Suite 600, Richmond, VA, 23230

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thompson Siegel & Walmsley LLC
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Punch & Associates Investment Management, INC.
December 2021 - January 2024 · 2 yrs 1 mo
Broad Street Capital Advisors, LLC
January 2009 - May 2011 · 2 yrs 4 mos
State Registrations2 states
GAVA
Advisor
Exams
No exam information available for this advisor.