Cody Chapman is a registered investment advisor, based in Atlanta, GA, with 7 years of industry experience. Cody is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Atlanta, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Funds Distributor, LLCBroker
September 2026 - Present · 1 mo
Funds Distributor, LLC
September 2026 - Present · 1 mo
Thompson Siegel & Walmsley LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Punch & Associates Investment Management, INC.
December 2021 - January 2024 · 2 yrs 1 mo
Broad Street Capital Advisors, LLC
January 2009 - May 2011 · 2 yrs 4 mos
State Registrations2 states
GAVA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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