Lauren Elizabeth Metaj

Northern Trust Investments, Incorporated

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Northern Trust Investments, Incorporated

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

41,475 clients

Average Client Portfolio

$26.9M average

Assets Under Management

$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

50 S Lasalle Street, Chicago, IL, 60603-1008

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Investments, Incorporated

August 2018 - Present · 7 yrs 6 mos

Northern Trust Securities, INC.

October 2016 - Present · 9 yrs 4 mos

Northern Trust Securities, INC.Broker

October 2016 - Present · 9 yrs 4 mos

Previous Registrations

Guggenheim Investments

February 2014 - October 2016 · 2 yrs 8 mos

Guggenheim Funds Distributors, LLCBroker

November 2013 - October 2016 · 2 yrs 11 mos

Invesco Advisers, INC.

June 2013 - November 2013 · 5 mos

Invesco Distributors, INC.Broker

April 2013 - November 2013 · 7 mos

Franklin/templeton Distributors, INC.Broker

July 2009 - March 2013 · 3 yrs 8 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.