Nathan Rainbolt
Nathan Rainbolt is a registered investment advisor at Fifth Third Securities, INC., based in Louisville, KY, with 18 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
2000 Bardstown Road, Louisville, KY, 40205
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2011Customer Dispute
September 2010Other Business Activities
Nathan is an owner/landlord of Nathan Rainbolt Homes LLC, spending minimal time on this activity. This activity is not securities related and will not interfere with his duties at the firm.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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