Adam Seifert is a registered investment advisor, based in West Hartford, CT, with 14 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold.
Location
15 North Main Street, Suite 101, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Adam works full-time providing investment advisory services for Patriot Financial Group and Riverside Retirement Advisors. He also serves as VP of Membership for Northwest CT Human Resource Association and owns Seifert Holdings, LLC to receive advisory fees, dedicating about a quarter of his time to the LLC.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Previous Registrations
Securities America, INC.Broker
MML Distributors, LLCBroker
Voya Financial Partners, LLCBroker
Metlife Investors Distribution CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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