James Battle is a CFP-designated registered investment advisor, based in Rockville, MD, with 13 years of industry experience.
Location
2101 Gaither Rd, Suite 600, Rockville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James provides financial planning services as an independent contractor for Financial Advantage Associates, dedicating full-time hours to this role. He also works as an independent contractor providing general education on federal benefits for Phoenix XTS and educational consulting for the National Active and Retired Federal Employee Association, spending a few hours per week on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
NFP Securities, INC.
NFP Securities, INC.Broker
Strategic Wealth Management Group, LLC
State Registrations30 states
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