Andrew Costanzo
Andrew Costanzo is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Carlsbad, CA, with 55 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Carlsbad, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2016Customer Dispute
January 2014Other Business ActivitiesSells Insurance
Andrew operates under the DBA Costanzo Financial Group for his securities business since 2009. He also owns Costanzo Consulting LLC, providing financial services, client reviews, and onboarding new clients, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities CorporationBroker
Ing Financial Advisers, LLCBroker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
Aetna Life Insurance and Annuity CompanyBroker
Washington National Equity CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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