David Smirles
David Smirles is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lewiston, ME, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
70 Lincoln Street, 3rd floor, Lewiston, ME, 04240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is the treasurer and a board member for Community Concepts, dedicating minimal time to the role. He also works as a private banker at Androscoggin Bank, spending about 10-20% of his time on this activity, with significant time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Citizens Securities, INC.
Citizens Securities, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations1 state
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