Neeraj Agarwal is a CFP, ChFC-designated registered investment advisor, based in Virginia Beach, VA, with 18 years of industry experience. Neeraj is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4429 Bonney Rd, Suite 450, Virginia Beach, VA, 23462
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neeraj is an advisory representative of a Registered Investment Advisor (RIA), spending nearly full-time on this activity, including trading. He is also the owner and an independent insurance agent for various independent insurance companies, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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