BH
BH

Brantley Hathaway

17 Years of Experience
Richmond, VA
Broker

Brantley Hathaway is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brantley is a trustee for Hathaway Properties, LLC, a GRAT related to a rental property, and a board member for St. Joseph's Villa, a non-profit organization. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
February 2021 - April 2022 · 1 yr 2 mos
Truist Investment Services, INC.Broker
February 2021 - April 2022 · 1 yr 2 mos
Bb&t Securities, LLCBroker
October 2014 - February 2021 · 6 yrs 4 mos
Bb&t Securities, LLC
October 2014 - February 2021 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - October 2014 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2008 - October 2014 · 6 yrs 5 mos
State Registrations9 states
CAFLGANCPASCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brantley Hathaway - Financial Advisor | TrueAdvisor