Marlon Carter
Marlon Carter is a registered investment advisor at Allstate Financial Advisors, LLC, based in Houston, TX, with 16 years of industry experience. Marlon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
7171 Highway 6 N Ste 105, Houston, TX, 77095-2422
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2018Judgment / Lien
May 2015Judgment / Lien
December 2011Other Business Activities
Marlon owns, trains, and races horses at Marlon Carter Racing Stables. This non-investment related activity takes about half of his time.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.