Marlon Carter
Marlon Carter is a registered investment advisor at Allstate Financial Advisors, LLC, based in Houston, TX, with 16 years of industry experience. Marlon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 397 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.80% |
Fees represent maximum rates across available programs (Fund Strategist Portfolios and Unified Managed Accounts). Investment advisory representatives are permitted to negotiate a reduction in the advisory fee.
Fee Estimator
Location
7171 Highway 6 N Ste 105, Houston, TX, 77095-2422
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2018Judgment / Lien
May 2015Judgment / Lien
December 2011Other Business Activities
Marlon owns, trains, and races horses at Marlon Carter Racing Stables. This non-investment related activity takes about half of his time.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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