Amy Simmons is a registered investment advisor, based in Littleton, CO, with 16 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Littleton, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Diversify Advisory Services, LLC
April 2025 - Present · 1 yr 6 mos
Dfpg Investments, LLC
April 2025 - Present · 1 yr 6 mos
Dfpg Investments, LLCBroker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2019 - April 2025 · 5 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
March 2019 - April 2025 · 6 yrs 1 mo
TD Ameritrade, INC.Broker
February 2018 - June 2018 · 4 mos
Scottrade, INC.Broker
November 2009 - February 2018 · 8 yrs 3 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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