Robert Mccarey
Robert Mccarey is a registered investment advisor at LPL Enterprise, LLC, based in Newton, IA, with 18 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
517 1st Ave E, Newton, IA, 50208
Get directionsHistory
Regulatory History (1)
Financial
July 2025Other Business ActivitiesSells Insurance
Robert is involved in several business activities, including retail and storage rental spaces since 2010. He also owns an S Corp selling individual and small group health insurance and Medicap supplemental insurance, and brokers multiple employer plans, in addition to selling fixed insurance, fixed life, fixed annuities, disability insurance, long-term care insurance, and Medicare supplemental insurance.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
LPL Enterprise, LLC
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.