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Timothy Pierce

16 Years of Experience
Chicago, IL
Broker

Timothy Pierce is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 16 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
June 2024 - Present · 1 yr 11 mos
Nuveen Securities, LLC
March 2024 - Present · 2 yrs 2 mos
Nuveen Securities, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
F/m Distributors, LLCBroker
April 2023 - February 2024 · 10 mos
Foreside Financial Services, LLCBroker
March 2022 - June 2023 · 1 yr 3 mos
Natixis Distribution, LLCBroker
October 2012 - March 2022 · 9 yrs 5 mos
Guardian Investor Services LLCBroker
December 2009 - October 2012 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.