Wade Schmidt is a registered investment advisor at Mma Securities LLC, based in Charlotte, NC, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
5605 Carnegie Blvd., Suite 300, Charlotte, NC, 28210
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLCBroker
July 2025 - Present · 10 mos
Mma Securities LLC
July 2025 - Present · 10 mos
Previous Registrations
Voya Retirement Advisors, LLC
February 2025 - April 2025 · 2 mos
Voya Financial Partners, LLCBroker
January 2025 - April 2025 · 3 mos
Oneamerica Securities, INC.
June 2022 - February 2025 · 2 yrs 8 mos
Oneamerica Securities, INC.Broker
June 2022 - January 2025 · 2 yrs 7 mos
Independent Advisor Alliance, LLC
July 2020 - May 2022 · 1 yr 10 mos
LPL Financial LLCBroker
February 2019 - May 2022 · 3 yrs 3 mos
Edward Jones
August 2018 - February 2019 · 6 mos
Edward JonesBroker
August 2018 - February 2019 · 6 mos
T. Rowe Price Investment Services, INC.Broker
September 2008 - February 2018 · 9 yrs 5 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.