DM
DM

Domenic Maitino

17 Years of Experience
Stoneham, MA
BrokerSells Insurance

Domenic Maitino is a registered investment advisor at LPL Financial LLC, based in Stoneham, MA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Stoneham, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Domenic is an agent selling life, health, long-term care, disability, and annuity insurance products since February 2021. This activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2021 - Present · 5 yrs 1 mo
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
September 2015 - December 2020 · 5 yrs 3 mos
Ameriprise Financial Services, INC.
September 2015 - December 2019 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2008 - September 2015 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - September 2015 · 6 yrs 10 mos
Ameriprise Financial Services, INC.Broker
May 2008 - November 2008 · 6 mos
State Registrations5 states
FLMANHRISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Domenic Maitino - Financial Advisor | TrueAdvisor