Bernell Baker
Bernell Baker is a registered investment advisor at LPL Financial LLC, based in Eagle Mountain, UT, with 18 years of industry experience. Bernell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Eagle Mountain, UT
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2024Customer Dispute
March 2024Customer Dispute
March 2021Customer Dispute
April 2016Customer Dispute
May 2013Other Business ActivitiesSells Insurance
Bernell operates under the DBA Alliant Retirement and Investment Services since 2012. Since 2013, Bernell is affiliated with Insource, Inc., an insurance marketing organization, and spends about 10-20% of his time placing fixed annuities with multiple carriers.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.