Bernell Baker
Bernell Baker is a registered investment advisor at LPL Financial LLC, based in Eagle Mountain, UT, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Eagle Mountain, UT
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2024Customer Dispute
March 2024Customer Dispute
March 2021Customer Dispute
April 2016Customer Dispute
May 2013Other Business ActivitiesSells Insurance
Bernell operates under the DBA Alliant Retirement and Investment Services since 2012. Since 2013, Bernell is affiliated with Insource, Inc., an insurance marketing organization, and spends about 10-20% of his time placing fixed annuities with multiple carriers.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.