Steve Sarwono
Steve Sarwono is a CFP-designated registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (1)
Criminal
March 2011Other Business ActivitiesSells Insurance
Steve is an independent insurance agent and provides insurance sales and services, dedicating about 10-20% of his time. He also owns Batik Financial, LLC, offering financial and retirement planning, life insurance, and LTC insurance, taking nearly full-time hours, and is a third-party seller on Amazon & eBay, dedicating a few hours per week.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.