ChFC

Scott Bazata

17 Years of Experience

Kearney, NE

1 DisclosureBrokerSells Insurance

Scott Bazata is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kearney, NE, with 17 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

223 West 16th Street, Kearney, NE, 68845

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History

Regulatory History (1)

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Customer Dispute

March 2011

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Scott sells fixed insurance products (life, health, disability, annuities, long-term care) and is involved with Yellow Line Productions, painting parking lots. He is also a registered representative with Bazata Wealth Management Group, LLC, dedicating full-time hours, and owns Bazata Retirement Income Plans LLC, also dedicating full-time hours.

Employment History

Current Registrations

Cetera Investment Advisers LLC

June 2023 - Present · 2 yrs 11 mos

Cetera Wealth Services, LLCBroker

May 2008 - Present · 18 yrs

Previous Registrations

Cetera Advisor Networks LLC

January 2012 - June 2023 · 11 yrs 5 mos

State Registrations10 states

AZCOFLIAKSMINEOKWAWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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