Yan Sun
Yan Sun is a CFA-designated registered investment advisor at Taurus Financial, based in Jersey City, NJ, with 17 years of industry experience. Yan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 87 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.65% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
1 Evertrust Plaza, Suite 305, Jersey City, NJ, 07302
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2024Other Business ActivitiesSells Insurance
Yan is involved in several business activities, including TDG International LLC, non-variable insurance, Clearbrook Advisory Inc (tax prep), real estate rental, Taurus Financial (DBA for LPL business), and Taurus Solution Inc (tax prep). The most time-consuming activity is Taurus Financial, taking nearly full-time hours.
Employment History
Current Registrations
Taurus Financial
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Credit Suisse Securities (USA) LLCBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.