Saimir Prapaniku
Saimir Prapaniku is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Costa Mesa, CA, with 16 years of industry experience. Saimir operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
611 Anton Blvd Ste 200, Costa Mesa, CA, 92626
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2024Customer Dispute
August 2023Customer Dispute
September 2013Other Business Activities
Saimir is a dual employee with Comerica/Ameriprise, dedicating about 60 hours per month to this role. He also works with Financial Oxygen/Maestro (FO2), a cash management platform, for another 60 hours per month.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Invest Financial CorporationBroker
Invest Financial Corporation
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
World Group Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.