Saimir Prapaniku
Saimir Prapaniku is a CFP-designated registered investment advisor at Fifth Third Securities, INC., based in Costa Mesa, CA, with 17 years of industry experience. Saimir is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
611 Anton Blvd., Suite 200, Costa Mesa, CA, 92626
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2024Customer Dispute
August 2023Customer Dispute
September 2013Other Business Activities
Saimir is a dual employee with Comerica/Ameriprise, dedicating about 60 hours per month to this role. He also works with Financial Oxygen/Maestro (FO2), a cash management platform, for another 60 hours per month.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
World Group Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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