ML
ML

Michael Logan

17 Years of Experience
Exton, PA
1 DisclosureBroker

Michael Logan is a registered investment advisor, based in Exton, PA, with 17 years of industry experience.

Location

835 Springdale Drive, Suite 204, Exton, PA, 19341

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2022
Other Business Activities

Michael assists clients with tax preparation by inputting income and deduction data into tax software. This activity requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2022 - Present · 3 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Warren Financial Service
June 2008 - December 2022 · 14 yrs 6 mos
State Registrations13 states
CADEFLGAINKYNCNJNYPASCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.