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Patrick Manning

Park Avenue Securities LLC
14 Years of Experience
Beachwood, OH
8 DisclosuresBroker
View SEC Summary
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Patrick Manning is a registered investment advisor at Park Avenue Securities LLC, based in Beachwood, OH, with 14 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24500 Chagrin Blvd., Suite 200, Beachwood, OH, 44122

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History

Regulatory History (8)
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Judgment / Lien
March 2023
Judgment / Lien
December 2021
Financial
July 2020
Pending
Judgment / Lien
August 2019
Judgment / Lien
April 2018
Judgment / Lien
December 2016
Judgment / Lien
August 2016
Judgment / Lien
August 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick is involved with the City Club of Cleveland Programming Committee, serves as a voting location deputy, and is an authorized representative for his brother's Ohio Medicaid. He also participates in the East Side Grand Old Party, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2014 - Present · 12 yrs 9 mos
Park Avenue Securities LLCBroker
April 2012 - Present · 14 yrs 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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