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Jose Rivera

10 Years of Experience
Greenwood Village, CO
Broker

Jose Rivera is a registered investment advisor, based in Greenwood Village, CO, with 10 years of industry experience.

Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jose is the owner of Home Inspection Masters, performing home inspections. He also volunteers as a Public Information Officer for the El Paso Citizens Police Academy Alumni Association, maintaining their website, social media, and organizing events.

Employment History
Current Registrations
Empower Advisory Group, LLC
October 2019 - Present · 6 yrs 7 mos
Empower Financial Services, INC.
October 2019 - Present · 6 yrs 7 mos
Empower Financial Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - September 2019 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - September 2019 · 5 mos
J.P. Morgan Securities LLCBroker
April 2015 - June 2017 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
June 2013 - February 2015 · 1 yr 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jose Rivera - Financial Advisor | TrueAdvisor