Barry Morris is a registered investment advisor, based in Middleburg, OH, with 18 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
13399 Smith Rd, Middleburg, OH, 44130-7810
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allstate Financial Advisors, LLC
May 2017 - Present · 9 yrs 5 mos
Allstate Financial Services, LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Prudential Financial Planning Services
July 2016 - May 2017 · 10 mos
Pruco Securities, LLC.Broker
June 2015 - May 2017 · 1 yr 11 mos
Nylife Securities LLCBroker
February 2009 - May 2015 · 6 yrs 3 mos
Arbor Court Capital, LLCBroker
March 2008 - January 2009 · 10 mos
State Registrations2 states
OHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.