Brian Rippel is a registered investment advisor at Northern Trust Securities, INC, based in Chicago, IL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,283 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
These fees apply to Fund Strategist Portfolio, Strategist UMA, Equity and Balanced SMA strategies. Manager fees are included in the total account fee and are subject to change without notice. Optional Tax and/or Overlay Services are assessed a fee on all assets in addition to the account asset management fee. Accounts employing both Tax Overlay Services and Impact Overlay Services will be charged only one overlay service fee. Overlay Service Fees: First $10Mil 0.10%, $10Mil - $25Mil 0.08%, Assets over $25Mil 0.05%
Fee Estimator
Location
333 South Wabash Avenue, 34th Floor, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian works as a bartender at The Globe Pub since 2018, dedicating approximately 64 hours per month to this non-investment related activity. This is equivalent to about 40% of a full-time commitment.
Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.
Northern Trust Securities, INC.Broker
Previous Registrations
OptionshouseBroker
J.P. Morgan Securities LLCBroker
First Investors CorporationBroker
State Registrations51 states
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