Ashley Gardner
Ashley Gardner is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bellevue, WA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
10400 NE 4th St, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (3)
Financial
August 2018Financial
December 2017Financial
October 2017Other Business Activities
Ashley provides homecare services to a disabled parent through a state program, dedicating about half her time. She also owns an online sales business, spends about 10-20% of her time on product merchandising, fitness, business marketing, teaching, and branding through DBU AEG Business LLC, and is a general partner/managing member of AEG Family Holdings, LLC.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley
Morgan StanleyBroker
Cetera Investment Services LLCBroker
D.A. Davidson & CO.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.