Scott Etzel
Scott Etzel is a registered investment advisor at Independent Wealth Network, INC., based in Urbandale, IA, with 17 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,365 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independent Wealth Network (IWN) is compensated with fees based on a percentage of the average daily value of your investments each month. The fees are deducted directly from your account. The exact management fee is negotiated between you and your advisor, but IWN requires a program fee of 0.10% of assets per year and does not allow advisors to charge more than 2.50% of assets per year. For accounts held away at other custodians, the program fee is higher.
Location
2350 NW 128th St, Urbandale, IA, 50323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a board member/secretary for Iowa Firm Foundation, a financial advisor for Etzel Financial Resources (his securities and insurance business), and a landlord for 81st St. Clive Duplex LLC and Waukee Townhome Rental. He also refers people to a debt paydown program through United Financial Freedom.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Bfc Planning, INC.
Securities Management & Research, INC.Broker
Broker Dealer Financial Services CORP.Broker
Investment Advisors CORP
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.