Richard Reber is a CFP-designated registered investment advisor at LPL Financial LLC, based in Stanley, NC, with 18 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7778 Nc 73 Hwy, Stanley, NC, 28164
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2017Other Business Activities
Richard provides investment advisory services through Independent Advisor Alliance and operates Reber Investments as a DBA for his LPL business and as a Registered Investment Advisor. He also authored a book about discussing finances with partners, dedicating a significant amount of time to it.
Employment History
Current Registrations
LPL Financial LLC
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
LPL Financial LLCBroker
PFS Investments INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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