Timothy Kauk is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 17 years of industry experience.
Location
14321 N Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History (1)
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Customer Dispute
April 2020Closed-No Action
Other Business Activities
Timothy is an employee of The Vanguard Group, Inc. He is also a limited agent for his mother and has power of attorney (POA) for her, dedicating minimal time to these activities.
Employment History
Current Registrations
Vanguard Marketing Corporation
April 2019 - Present · 7 yrs 1 mo
Vanguard Advisers, INC.
April 2019 - Present · 7 yrs 1 mo
Vanguard Marketing CorporationBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
USAA Investment Management Company
January 2018 - April 2019 · 1 yr 3 mos
USAA Financial Planning Services
July 2013 - January 2018 · 4 yrs 6 mos
USAA Financial Advisors, INC.Broker
June 2013 - April 2019 · 5 yrs 10 mos
B. C. Ziegler and Company
November 2010 - December 2012 · 2 yrs 1 mo
B. C. Ziegler and CompanyBroker
November 2010 - December 2012 · 2 yrs 1 mo
Edward Jones
July 2008 - September 2010 · 2 yrs 2 mos
Edward JonesBroker
May 2008 - September 2010 · 2 yrs 4 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.