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Eugene Spitzer

17 Years of Experience
Paramus, NJ
1 DisclosureBroker

Eugene Spitzer is a registered investment advisor at LPL Financial LLC, based in Paramus, NJ, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

461 From Rd Ste 385, 3rd Floor, Paramus, NJ, 07652

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Settled
Other Business Activities

Eugene is a member of Preserve Land Company LLC, providing advice on home construction, dedicating a few hours per week. He also works as a home construction contractor for the same company, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
January 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.
April 2016 - February 2019 · 2 yrs 10 mos
Ameriprise Financial Services, INC.Broker
March 2016 - February 2019 · 2 yrs 11 mos
Edward Jones
June 2008 - March 2016 · 7 yrs 9 mos
Edward JonesBroker
May 2008 - March 2016 · 7 yrs 10 mos
State Registrations4 states
FLNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.