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Hector Anaya

17 Years of Experience
Chicago, IL
BrokerSells Insurance

Hector Anaya is a registered investment advisor at VALIC Financial Advisors, INC., based in Chicago, IL, with 17 years of industry experience. Hector operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B

Fee Structure

  • Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
  • Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
  • The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
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Location

500 West Madison, Suite 2850, Chicago, IL, 60661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Hector works as an agent for AGIA selling non-securities insurance products. This takes a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
March 2016 - Present · 10 yrs 2 mos
VALIC Financial Advisors, INC.Broker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2015 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.Broker
July 2008 - May 2009 · 10 mos
State Registrations8 states
AZFLILINMDMINMWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hector Anaya - Financial Advisor | TrueAdvisor