Colin Igawa is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Seattle, WA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

401 Union St, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin owns a second home, potentially for rental, and is the owner of Comet Lodge Collectibles, selling rare clothes, shoes, and collectibles. He also owns multiple rental properties in Hawaii and Washington, dedicating minimal time to each.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2022 - Present · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2022 · 9 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2022 · 9 yrs 11 mos
Chase Investment Services CORP.
August 2011 - October 2012 · 1 yr 2 mos
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
Metlife Securities INC.
November 2009 - July 2011 · 1 yr 8 mos
Metlife Securities INC.Broker
November 2009 - July 2011 · 1 yr 8 mos
Wells Fargo Investments, LLC
July 2008 - September 2009 · 1 yr 2 mos
Wells Fargo Investments, LLCBroker
May 2008 - September 2009 · 1 yr 4 mos
State Registrations13 states
AKAZCACOFLGAHINVNYORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Igawa - Financial Advisor | TrueAdvisor