Benjamin Nicol is a registered investment advisor, based in Memphis, TN, with 17 years of industry experience.
Location
949 Shady Grove Rd, Fl 2, Memphis, TN, 38120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin works as an associate/employee for Fountain Financial Group and Pinnacle Financial Partners, spending about half his time on each. His duties include managing client relationships, retirement planning, and investing.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
First Horizon Advisors, INC
Ftb Advisors, INC.
First Horizon Advisors, INC.Broker
Ftb Advisors, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.