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Carmen North

17 Years of Experience
Fernandina Beach, FL
Broker

Carmen North is a registered investment advisor at Raymond James & Associates, INC., based in Fernandina Beach, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1416 Park Avenue, Suite 202, Fernandina Beach, FL, 32034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmen is a board member for the Nassau County Board of Economic Development since 2016, focusing on economic and community development. She dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - January 2021 · 9 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - January 2021 · 9 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Dbsi Securities CorporationBroker
April 2008 - June 2008 · 2 mos
State Registrations19 states
ARAZCACOCTDCFLGAILMAMIMNNCNJNVNYSCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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