Brian Dvorak
Brian Dvorak is a registered investment advisor at Iams Wealth Management, LLC, based in Kaukauna, WI, with 13 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,633 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.85% |
| $500K - $1.0M | 1.70% |
| $1.0M - $2.0M | 1.55% |
| $2M+ | 1.55% |
Fees over $2,000,000 are negotiable. Representatives may also negotiate a flat percentage rate not to exceed 1.85%. Third-party model providers may cost an additional 0.00% to 0.35%, and an annual $100 technology fee applies per account.
Fee Estimator
Location
Kaukauna, WI
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2009Other Business ActivitiesSells Insurance
Brian is involved with Dvorak Wealth Management, which is not investment-related, and sells insurance and annuities for commissions. The business is located in Kaukauna, WI.
Employment History
Current Registrations
Iams Wealth Management, LLC
Previous Registrations
USA Financial Securities Corporation
Morgan Stanley & CO. Incorporated
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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