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Brian Thomas Dvorak

Iams Wealth Management, LLC
12 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningEstate Planning
Iams Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
1,536 clients
Average Client Portfolio
$223K average
Assets Under Management
$343.0M

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+Included

Fees are negotiable within a range. A percentage of IAMS Wealth’s fee is paid to third-party model providers, ranging from 0.00% to 0.35% of total client assets under management. IAMS Wealth also charges an administrative and technology fee of $100 per account, per year.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

Kaukauna, WI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is involved with Dvorak Wealth Management, which is not investment-related, and sells insurance and annuities for commissions. The business is located in Kaukauna, WI.

Employment History
Current Registrations
Iams Wealth Management, LLC
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
USA Financial Securities Corporation
March 2009 - July 2012 · 3 yrs 4 mos
Morgan Stanley & CO. Incorporated
June 2008 - January 2009 · 7 mos
State Registrations3 states
ILMIWI
Advisor
Exams
No exam information available for this advisor.