Thomas Valentine
Thomas Valentine is a registered investment advisor at MML Investors Services, LLC, based in Worcester, MA, with 18 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
645 Chandler Street, Worcester, MA, 01602
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2016Other Business ActivitiesSells Insurance
Thomas sells life insurance, dedicating a few hours per week to this activity. This activity is investment-related.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
NFP Securities, INC.Broker
Signator Investors, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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