Brett Grau is a CFP-designated registered investment advisor at Root Financial Partners, based in St. Englewood, CO, with 16 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 858 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.40% |
| $25.0M - $50.0M | 0.30% |
| $50.0M - $100.0M | 0.25% |
| $100M+ | 0.20% |
Client relationships are subject to a minimum annual advisory fee of $10,000.
Fee Estimator
Location
St. Englewood, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett runs a vacation rental unit in Sevierville, TN as an Airbnb Superhost, dedicating about 10-20% of his time. He also works as a collector for Grau Excavation Collections, spending about 10-20% of his time calling on outstanding claims and collecting fees.
Employment History
Current Registrations
Root Financial Partners
Previous Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.
Schwab Private Client Investment Advisory, INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Personal Capital Advisors Corporation
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Assent LLCBroker
State Registrations2 states
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