TH
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Thomas Hufton

17 Years of Experience
Fenton, MI
Broker

Thomas Hufton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fenton, MI, with 17 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

175 N. Leroy St., Fenton, MI, 48430-3805

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a Trustee/Secretary for Hufton, SVP Wealth Management for ChoiceOne Bank, and involved with multiple finance committees and foundations. His role at ChoiceOne Bank takes about a third of his time, while the other activities require minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - May 2023 · 9 yrs 4 mos
Cetera Investment Services LLC
June 2010 - January 2014 · 3 yrs 7 mos
Cetera Investment Services LLCBroker
April 2008 - May 2023 · 15 yrs 1 mo
State Registrations6 states
AZFLILINMINV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.