Leonardo Diaz is a registered investment advisor, based in New York, NY, with 15 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Leonardo owns two rental properties in Miami, FL, since 2022. He is also a member of 631 KLD LLC, which holds real estate assets; these activities require minimal time commitment.
Employment History
Current Registrations
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
March 2015 - Present · 11 yrs 2 mos
Citigroup Global Markets INC.Broker
November 2013 - Present · 12 yrs 6 mos
Citigroup Global Markets INC.
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2010 - November 2013 · 3 yrs 1 mo
Wells Fargo Advisors, LLCBroker
April 2010 - October 2010 · 6 mos
State Registrations13 states
CACODCDEFLGAILMANJNYPASDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.