Dolman Vineyard
Dolman Vineyard is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Scottsdale, AZ, with 17 years of industry experience. Dolman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
6263 N Scottsdale Rd, Suite 140, Scottsdale, AZ, 85250
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2019Other Business ActivitiesSells Insurance
Dolman owns D'Vine Financial, LLC for tax and investment purposes, dedicating minimal time. He also owns Vinity Insurance Group, LLC and works as an insurance broker selling various insurance products, spending about a quarter of his time on these activities. Dolman is also a partner at Vinity Legacy Group, LLC, facilitating client introductions for estate planning, spending a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Vinity
Sharpepoint, LLC
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Waddell & Reed, INC.
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.