TrueAdvisor
TrueAdvisor
GG
GG

Gabriel E Garcia

Compound Planning, INC.
16 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compound Planning, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
75 advisors
Number of Clients
2,352 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$25K

Location

115 Broadway, 5th Floor, New York, NY, 10006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Compound Planning, INC.
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Compound Advisers, INC.
April 2021 - November 2023 · 2 yrs 7 mos
Morgan Stanley
February 2018 - March 2021 · 3 yrs 1 mo
Morgan StanleyBroker
February 2018 - March 2021 · 3 yrs 1 mo
First Republic Securities Company, LLCBroker
August 2013 - February 2018 · 4 yrs 6 mos
First Republic Investment Management, INC.
August 2013 - February 2018 · 4 yrs 6 mos
Wells Fargo Advisors, LLC
January 2011 - August 2013 · 2 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2013 · 2 yrs 7 mos
Wells Fargo Investments, LLC
October 2009 - January 2011 · 1 yr 3 mos
Wells Fargo Investments, LLCBroker
October 2009 - January 2011 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2008 - February 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - February 2009 · 6 mos
State Registrations4 states
CANYTXWA
Advisor
Exams
No exam information available for this advisor.