Stephen Patel is a CFA-designated registered investment advisor at Patels and Company Capital, based in Irvine, CA. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Actual fee schedules may be higher or lower, subject to negotiation. In no case shall the annual fee exceed 2.00% of AUM. Clients with less than $1,000,000 in AUM are billed at the 1.00% tier above.
Fee Estimator
Location
Irvine, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Patels and Company Capital
State Registrations1 state
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